STEP-BY-STEP LESSON · §4.1

Direct Proof and Counterexample I: Introduction

Build a direct proof from a definition.

How to build an argument: methods and reasons

Before writing: assumptions, goals and established facts (§4.2)

Assumption: a stated hypothesis or an explicitly temporary premise. Identify its domain.
Goal: what remains to be shown. It is not available as a reason for a later step.
Established: a statement derived from hypotheses, definitions, earlier steps or an applicable theorem. Name that reason.
Introduce witnesses when their existence is justified; give different arbitrary quantities different variables. Finish by matching the result to the original goal.

Writing a proof · §4.2

Example: constructing the witness for an odd product

Assumption
$m=2a+1,\ n=2b+1,\quad a,b\in\mathbb Z$
Take arbitrary odd integers m and n.
Reason: Their representations follow from the definition of odd.
Goal
$\exists s\in\mathbb Z:\ mn=2s+1$
This is the goal, not something already known.
Reason: An existential conclusion requires constructing a witness.
Established
$mn=(2a+1)(2b+1)=4ab+2a+2b+1$
Expand before introducing s.
Reason: Substitution and the distributive law.
Established
$s=2ab+a+b\in\mathbb Z,\quad mn=2s+1$
The constructed integer s proves the product odd.
Reason: Closure of integers and the definition of odd; the goal was not assumed.

Direct proof

When to choose: Choose it when definitions turn the hypothesis into usable equations or properties.

For every x in D: P(x) implies Q(x). Given: an arbitrary x in D satisfying P. Goal: Q for that same x.

Start: Introduce the objects and their domains; assume only the stated hypotheses. Expand the relevant definition.

Finish: State Q and explain why arbitrariness gives the universal claim. Never use Q as a premise.

Worked example with reasons

Assumption
$a,b\in\mathbb Z,\quad a>0,\ b>0,\ a\mid b$
Take arbitrary positive integers a and b with a dividing b.
Reason: These are the hypotheses, not conclusions.
Goal
$a\le b$
We must establish this inequality.
Reason: Writing a goal does not establish it.
Established
$b=aq,\quad q\in\mathbb Z$
Introduce an integer q witnessing divisibility.
Reason: Definition of a dividing b; a is nonzero.
Established
$q=\frac ba>0$
The quotient is positive.
Reason: Both b and a are positive; division by a is allowed.
Established
$q\ge1$
A positive integer cannot lie strictly between 0 and 1.
Reason: This uses q being an integer, not positivity alone.
Established
$aq\ge a,\quad b\ge a$
Replace aq by b to obtain the goal.
Reason: Multiplication by a positive a preserves the inequality; b=aq was established above.

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Counterexample

When to choose: Use it to refute a universal claim. A failed proof attempt alone does not refute anything.

To refute every x in D satisfying P also satisfies Q, find one x in D with P true and Q false.

Start: Write the exact claim and choose a permitted test object. Verify its hypotheses.

Finish: Show explicitly which conclusion fails; one valid counterexample refutes the universal claim.

Worked example with reasons

Goal
$\forall n\in\mathbb Z\ (n>1\Rightarrow \operatorname{Prime}(n))$
Test the claim that every integer greater than 1 is prime.
Reason: A universal statement can be disproved by one permitted instance.
Established
$n=9,\quad9\in\mathbb Z,\quad9>1$
The chosen value satisfies the domain and hypothesis.
Reason: A counterexample must meet every hypothesis.
Established
$9=3\cdot3,\quad1<3<9$
Nine has a positive divisor other than 1 and itself, so it is not prime.
Reason: Definition of prime. Composite means nonprime only within integers greater than 1.

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Proof by cases

When to choose: Choose cases when a definition or remainder changes the calculation. First show the cases cover every allowed object.

Given P, cover all possibilities C₁,…,Cₖ and prove Q in each.

Start: Derive the case split from a definition or theorem; do not merely list convenient examples.

Finish: Conclude Q because every allowed object belongs to a handled case.

Worked example with reasons

Assumption
$n\in\mathbb Z,\quad 2\nmid n$
Let n be an arbitrary odd integer.
Reason: The hypothesis fixes the domain but does not yet provide the required m.
Goal
$n^2=8m+1\quad m\in\mathbb Z$
We need to construct an integer m.
Reason: The conclusion is existential: both the equation and integrality must be shown.
Established
$n=4q+r,\quad q\in\mathbb Z,\quad r\in\{0,1,2,3\}$
Only r=1 or r=3 is possible for odd n.
Reason: Quotient–remainder theorem 4.5.1; residues 0 and 2 make n even. This proves completeness.
Established
$(4q+1)^2=16q^2+8q+1=8(2q^2+q)+1$
Case 1: set m=2q²+q.
Reason: Expand the square and factor 8. Sums and products of integers are integers.
Established
$(4q+3)^2=16q^2+24q+9=8(2q^2+3q+1)+1$
Case 2: set m=2q²+3q+1.
Reason: Expansion, 9=8+1, then factor 8; the constructed m is an integer.
Established
$\exists m\in\mathbb Z:\ n^2=8m+1$
Both possible cases give the required integer; it may depend on the case.
Reason: Exhaustive cases establish the original claim for arbitrary odd n.

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Contraposition

When to choose: Use it when negating the conclusion gives a more useful starting definition.

To prove P⇒Q, prove ¬Q⇒¬P. Given ¬Q; goal ¬P.

Start: Write the contrapositive and introduce an arbitrary object satisfying ¬Q.

Finish: Establish ¬P, then invoke equivalence with the original implication.

Worked example with reasons

Goal
$2\mid n^2\Rightarrow 2\mid n$
Prove the statement for every integer n.
Reason: This is Proposition 4.7.4.
Assumption
$2\nmid n$
Instead prove: if n is odd, then n² is odd.
Reason: P⇒Q is equivalent to ¬Q⇒¬P. For integers, not even means odd. We do not assume n² even here.
Established
$n=2k+1,\quad k\in\mathbb Z$
Introduce an integer k.
Reason: Definition of odd.
Established
$n^2=(2k+1)^2=4k^2+4k+1=2(2k^2+2k)+1$
The square is odd.
Reason: Algebra and closure of integers show 2k²+2k is an integer; then use the definition of odd.
Established
$2\mid n^2\Rightarrow 2\mid n$
The original implication follows from the proved contrapositive.
Reason: Logical equivalence of a conditional and its contrapositive.

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Contradiction

When to choose: Use it when the negation creates incompatible established facts.

Assume the hypotheses and the negation of the desired conclusion; derive a contradiction.

Start: State exactly what is temporarily assumed for contradiction.

Finish: Name the conflicting statements and discharge the assumption.

Worked example with reasons

Goal
$2\mid n^2\Rightarrow 2\mid n$
Prove the statement for every integer n.
Reason: This is Proposition 4.7.4.
Assumption
$2\mid n^2,\quad 2\nmid n$
Assume a counterexample: n² is even but n is not even.
Reason: Negating the universal conditional gives one integer satisfying the hypothesis and negating the conclusion. Every integer is either even or odd.
Established
$n=2k+1,\quad k\in\mathbb Z$
Introduce an integer k.
Reason: Definition of odd.
Established
$n^2=(2k+1)^2=4k^2+4k+1=2(2k^2+2k)+1$
The square is odd.
Reason: Algebra and closure of integers show 2k²+2k is an integer; then use the definition of odd.
Established
$2\mid n^2\ \land\ 2\nmid n^2$
This is impossible; the assumed counterexample cannot exist.
Reason: No integer is both even and odd (Theorem 4.7.2). Discharging the contradictory assumption proves the original claim.

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Mathematical induction

When to choose: Use it for a claim indexed by every integer n from a starting value, when the next case relates to the previous one.

Prove P(n₀). For arbitrary k≥n₀, assume P(k) and derive P(k+1).

Start: State the indexed property and starting value; check the base without using the induction hypothesis.

Finish: Invoke induction only after both the base and the implication are established.

Worked example with reasons

Goal
$1+3+\cdots+(2n-1)=n^2,\quad n\ge1$
Prove the sum formula for every positive integer n.
Reason: The domain and indexed property specify what induction must cover.
Established
$n=1:\quad1=1^2$
The first case holds.
Reason: Direct evaluation establishes the base.
Assumption
$1+3+\cdots+(2k-1)=k^2,\quad k\ge1$
Fix an arbitrary integer k and assume only its case.
Reason: This temporary induction hypothesis is permitted to prove the implication P(k)⇒P(k+1).
Established
$1+3+\cdots+(2k-1)+(2k+1)=k^2+2k+1$
Separate the next term and replace the old sum by k².
Reason: This is the exact point where the induction hypothesis is used.
Established
$k^2+2k+1=(k+1)^2$
This is the required case k+1.
Reason: Algebra proves the implication. The base and induction principle now give all integers n≥1.

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Negating quantified statements

When to choose: Use it to identify precisely what would make a quantified claim false, especially before a counterexample or contradiction.

Negate one outer quantifier at a time, preserving variable order, domains and the scope of the predicate.

Start: Mark the scope of each quantifier; move the negation inward one rule at a time.

Finish: Read the final statement and check that it describes failure of the original claim. Equivalence does not by itself prove either statement true.

Worked example with reasons

Goal
$\neg\forall x\in D\ \exists y\in E\ P(x,y)$
Rewrite the negation without changing its meaning.
Reason: The domains D and E remain fixed throughout.
Established
$\exists x\in D\ \neg\exists y\in E\ P(x,y)$
There is an x for which the inner existential statement fails.
Reason: Negation of a universal quantifier: ¬∀x R(x) ⇔ ∃x ¬R(x).
Established
$\exists x\in D\ \forall y\in E\ \neg P(x,y)$
For that same x, every y fails P.
Reason: Negation of an existential quantifier: ¬∃y P(x,y) ⇔ ∀y ¬P(x,y). The order ∃x∀y is preserved.

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Theorem, proposition, lemma and corollary

Theorem / proposition

Both are statements established by proof. The name often signals how a text organizes or emphasizes a result, not a different degree of truth.

Lemma

A proved auxiliary result used in another argument. For example, −|r|≤r≤|r| for real r supports later bounds. If r≥0, |r|=r and −r≤r; if r<0, |r|=−r and r≤−r. These cases cover every real r.

Lemma 4.5.4, printed p. 207 / PDF 231

Corollary

A result derived from an established theorem. If r is rational, r+r is rational by closure of rational numbers under addition (Theorem 4.3.2); because 2r=r+r, its double is rational.

Example 4.3.4, printed p. 187 / PDF 211; printed box: Corollary 4.2.3

Keep the domain conditions

With Epp’s definition, d divides 0 for every nonzero integer d: 0=d·0. Do not omit d≠0.

Prime and composite classifications here concern integers n>1. “Not prime” alone does not make 0, 1 or a negative integer composite.

Before you begin

Arguments with Quantified Statements

From ∀x∈D P(x), infer P(a) for a selected a∈D. Domain membership is part of the justification.

∀x∈D P(x), a∈D ∴ P(a)

Instantiate general P(x)→Q(x) at a to get P(a)→Q(a). Then premise P(a) is needed to infer Q(a).

P(a)→Q(a), P(a) ∴ Q(a)

Symbols

∈ℤ: is an integer
iff: if and only if

Definitions and notation for this topic

Definition

A precise specification of what a mathematical term means.

Definitions justify steps in mathematical arguments.

Separate glossary example

n is even ⇔ ∃k∈ℤ: n=2k

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Theorem

A mathematical statement proved from accepted assumptions and results.

Checking a few numbers does not replace a proof of the general statement.

Separate glossary example

The sum of two even integers is even.

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Direct proof

Starts from the hypotheses and uses justified steps to reach the conclusion.

Assume the hypotheses, make justified deductions, then identify the required conclusion. The conditional being proved is not itself the proof.

Separate glossary example

To prove that a sum of two even integers is even, write m=2a and n=2b with a,b∈ℤ. Then m+n=2(a+b), and a+b∈ℤ.

2a + 2b = 2(a+b)

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Counterexample

An instance satisfying the hypotheses but violating a universal conclusion.

The number 2 is prime and even, so the statement is false.

Separate glossary example

“Every prime is odd” has counterexample 2.

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Even

n=2k, k∈ℤ

An integer expressible as 2k for some integer k.

Board example: a and b are integers, so 3a²b is an integer that serves as k.

Separate glossary example

6a²b = 2(3a²b)

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Odd

n=2k+1, k∈ℤ

An integer expressible as 2k+1 for some integer k.

Board example: the integer k is 5a+4b.

Separate glossary example

For a,b∈ℤ, 10a+8b+1=2(5a+4b)+1 is odd.

10a+8b+1 = 2(5a+4b)+1

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Prime

An integer greater than 1 with exactly two positive divisors: 1 and itself.

The number 1 is not prime; 2 is the only even prime.

Separate glossary example

2 is prime.

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Composite

An integer n>1 is composite if n=rs for integers r>1 and s>1.

The number 1 is neither prime nor composite.

Separate glossary example

12=3·4 is composite; 1 is neither prime nor composite.

12 = 3 × 4

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Prove

Establish a statement using definitions, hypotheses, and previously established results.

A few successful numerical examples do not prove a statement about all integers.

Prove is the instruction; proof is the completed argument. A proof-end square □ marks completion in some notation, not the command itself.

Separate glossary example

Prove that the sum of two even integers is even.

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Disprove

Show that a statement is false; one counterexample suffices for a universal statement.

A counterexample must satisfy the hypotheses and violate the conclusion.

Disprove is the instruction; disproof is the argument. The negation sign ¬ is not a universal abbreviation of that instruction.

Separate glossary example

Disprove “Every prime is odd”: 2 is prime and even.

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Assume / suppose

Take a condition as the starting point of a particular argument.

Identify its role: a hypothesis, a case assumption, or an assumption in a proof by contradiction.

Separate glossary example

Assume n is even. Then n=2k for some integer k.

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Step by step

Step 1 / 6

A definition works both ways

Integer n is even iff there is an integer k with n=2k. Evenness gives this representation, and the representation gives evenness.

n even ↔ ∃k∈ℤ: n=2k

Iff lets us unpack the hypothesis and later recognize the goal.

Worked example

Original trainer example. Prove that the sum of two odd integers is even.

An integer is odd iff it has the form 2k+1 for an integer k. Therefore arbitrary odd integers a,b can be written as a=2m+1,b=2n+1 with integers m,n.
a+b=2m+1+2n+1=2m+2n+2=2(m+n+1).
m+n+1 is an integer; the sum is even by definition.

Optional self-check

What must be checked besides the form 2k?

Show answer

That k is an integer.

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Open source: printed p. 161 · PDF 185